Our financial services regulatory practice advises domestic and international companies and financial institutions using or introducing financial products. We advise on a wide range of regulatory, compliance, and risk management issues associated with the financial services sector, including banking, capital markets, payment services, and FX, etc.
Fully Understanding Needs & Delivering Business Agility
With a team of experienced legal practitioners, we have the capacity to handle complex regulatory compliance and risk management matters including anti-money laundering compliance, acquisition finance, investment bank, and fund transactions, financial restructuring, securities regulation, and transactions including futures, derivatives, and swap regulations.
Our team advises clients on strategic analysis, interpretation of legislation and administrative practices relating to the legislation governing the financial services industry as well as sensitive regulatory concerns. We support our clients navigate the complex regulatory environment and advise how to implement new structures, bring together industry expertise with legal and regulatory knowledge to deliver practical, commercial solutions.
Services
By bringing our knowledge, resources, and experience to every deal, we deliver the most valuable solution to our clients. This is the foundation upon which we build each business relationship and the basis for every successful transaction.
- Bank regulatory compliance
- Investment banking regulatory
- Futures and derivatives regulatory compliance
- Securities regulatory compliance